Legal & Enforcement News

Legal and enforcement news: lawsuits, settlements, court rulings, regulatory fines and fraud cases in the alts industry.

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Filtered byLegal & Enforcement ×20 articles

Date All timePast 30 daysPast 90 daysPast year

Operating CompanyFinancing & Debt

AmBase CEO Richard Bianco Puts Another $1.5 Million Behind 111 West 57th Litigation

Oct 16, 2026

Private CreditLegal & Enforcement

Gramercy-Backed Law Firm Keeps Control of Mariana Dam Claim After UK Court Rejects Ouster

Oct 13, 2026

Operating CompanyLegal & Enforcement

Delaware Life Class Action Targets Related-Party Private Credit Routed Through Third Parties

Sep 24, 2026

Multi-Strategy ManagerLegal & Enforcement

KKR To Pay Record $250 Million Antitrust Penalty To Settle Premerger Claims

Aug 31, 2026

Private CreditLegal & Enforcement

SEC Says Tricolor Pledged the Same Auto Loans Twice, Leaving Investors $945 Million Short

Aug 20, 2026

Operating CompanyM&A & Corporate Strategy

Sharing Economy Cedes 80% Control to EV Startup Light Across Amid SEC Revocation Case

Aug 4, 2026

Private EquityLegal & Enforcement

Private Equity Founder Jay Lucas Admits $50 Million Fraud Across Three Wellness Funds

Jul 31, 2026

Operating CompanyLegal & Enforcement

Regenerex Pharma Sues Former CFO’s Firm Over Funds It Says Are Owed

Jun 23, 2026

Broker-DealerLegal & Enforcement

FINRA Fines Edward Jones $125,000 For Skipping Reports On Fractional-Share Sales

Jun 18, 2026

Infrastructure & EnergyEarnings & Results

Greenbacker Renewable Energy Narrows Quarterly Loss

May 14, 2026

Broker-DealerLegal & Enforcement

Andes Capital Group Hit With $25K Penalty Over Reg BI Compliance Failures

Apr 28, 2026

Operating CompanyLegal & Enforcement

Arvana Settles $188K Debt Claim

Apr 27, 2026

Operating CompanyLegal & Enforcement

Equity Residential Agrees to $56 Million Settlement in RealPage Rent-Fixing Case

Apr 16, 2026

Operating CompanyLegal & Enforcement

American Strategic Investment Co. Agrees to Foreclosure Settlement

Sep 15, 2025

Operating CompanyLegal & Enforcement

Allied Gaming Resolves Stockholder Lawsuit

Sep 12, 2025

Operating CompanyLegal & Enforcement

Court Blocks Board Election as Allied Gaming Gains Edge in Legal Fight

Aug 20, 2025