SQX Alts tracks recent SEC filings from alternative investment sponsors and issuers, including REITs, business development companies (BDCs), private credit funds, and 1031 Delaware statutory trusts (DSTs). This searchable table lists filing dates, form types, issuers, and links to EDGAR disclosure for advisors, broker-dealers, and other professionals monitoring alts regulatory activity. Use it to scan new prospectus supplements, annual reports, and other public filings from non-traded and private market programs.
| Date | Filing Type | CIK | Company | SEC Link |
|---|---|---|---|---|
| 08-27-2026 | 6-K | 0001318482 | KIDOZ Inc | View |
| 08-27-2026 | N-PX | 0001982467 | Jackson Credit Opportunities Fund | View |
| 08-27-2026 | N-PX | 0002003497 | Jackson Real Assets Fund | View |
| 08-27-2026 | N-PX | 0001124959 | Voya Credit Income Fund | View |
| 08-27-2026 | N-PX | 0001995568 | Voya Enhanced Securitized Income Fund | View |
| 08-27-2026 | 8-K | 0001498148 | Artificial Intelligence Technology Solutions Inc | View |
| 08-27-2026 | N-PX | 0001904800 | Destiny Alternative Fund (TEI) LLC | View |
| 08-26-2026 | S-4 | 0000720762 | Non Invasive Monitoring Systems Inc (FL) | View |
| 08-26-2026 | NPORT-P | 0001688897 | FS Credit Income Fund | View |
| 08-26-2026 | 8-K | 0001498148 | Artificial Intelligence Technology Solutions Inc | View |
| 08-26-2026 | 8-K | 0000711034 | Thunder Mountain Gold Inc | View |
| 08-26-2026 | NPORT-P | 0002044519 | Coatue Innovative Strategies Fund | View |
| 08-26-2026 | NPORT-P | 0001301483 | Alpha Core Strategies Fund | View |
| 08-26-2026 | NPORT-P | 0001582138 | Equalize Community Development Fund | View |
| 08-26-2026 | N-PX | 0001911795 | PIMCO California Flexible Municipal Income Fund | View |
| 08-26-2026 | N-PX | 0001851077 | PIMCO Flexible Emerging Markets Income Fund | View |
| 08-26-2026 | N-PX | 0001723701 | PIMCO Flexible Municipal Income Fund | View |
| 08-26-2026 | N-PX | 0001688554 | PIMCO Flexible Credit Income Fund | View |
| 08-26-2026 | NPORT-P | 0002012326 | AB CarVal Credit Opportunities Fund | View |
| 08-26-2026 | SC TO-I | 0001500234 | Ironwood Multi-Strategy Fund LLC | View |
| Date | Filing Type | CIK | Company | Announcement | SEC Link |
|---|---|---|---|---|---|
| 08-26-2026 | 8-K | 0000711034 | Thunder Mountain Gold Inc | 8-K Item 3.02 discloses closing of new private placement: 8.09M units at $0.70/unit for $5.66M gross proceeds | View |
| 08-26-2026 | 8-K | 0001919369 | Vista Credit Strategic Lending Corp | 8-K Item 3.02 discloses unregistered sale of 104,462 shares of Class I common stock for $1.995M as of August 3, 2026 (fi | View |
| 08-26-2026 | 8-K | 0001838126 | HPS Corporate Lending Fund | Non-traded fund continuous offering supplement disclosing NEW sales/subscriptions through August 1, 2026 | View |
| 08-26-2026 | 8-K | 0002037804 | New Mountain Private Credit Fund | 8-K Item 3.02 discloses unregistered sale of 5,421 shares in continuous private offering for $0.1M | View |
| 08-26-2026 | 8-K | 0002065337 | Carlyle Private Equity Partners Fund LP | 8-K Item 3.02 discloses unregistered sale of $13.4M in LP units as part of continuous private offering | View |
| 08-25-2026 | 8-K | 0002050260 | TPG Private Equity Opportunities LP | 8-K Item 3.02 discloses unregistered sale of $82.6M in LP units as part of continuous private offering | View |
| 08-25-2026 | 8-K | 0001330399 | Federal Home Loan Bank of Pittsburgh | 8-K Item 2.03 discloses creation of direct financial obligations (consolidated debt securities) being issued | View |
| 08-25-2026 | 8-K | 0001325878 | Federal Home Loan Bank of Topeka | Item 2.03 discloses creation of direct financial obligations (consolidated debt securities) committed to be issued | View |
| 08-25-2026 | 8-K | 0001331754 | Federal Home Loan Bank of Indianapolis | 8-K Item 2.03 discloses creation of direct financial obligations—new consolidated obligation bonds being issued with spe | View |
| 08-25-2026 | 8-K | 0001331757 | Federal Home Loan Bank of Dallas | Item 2.03 discloses creation of new direct financial obligations (consolidated obligation bonds and discount notes) issu | View |
| 08-25-2026 | 8-K | 0001771514 | ExchangeRight Income Fund | 8-K Item 8.01 discloses status of continuous private placement offering with capital raised figures as of July 31, 2026 | View |
| 08-25-2026 | 8-K | 0001331465 | Federal Home Loan Bank of Atlanta | Item 2.03 discloses creation of direct financial obligation via new consolidated obligation debt issuance | View |
| 08-25-2026 | 8-K | 0001329842 | Federal Home Loan Bank of New York | 8-K Item 2.03 discloses creation of direct financial obligations (consolidated debt securities) being issued by the Fede | View |
| 08-25-2026 | 8-K | 0001331451 | Federal Home Loan Bank of Chicago | Item 2.03 discloses new consolidated obligation bonds and discount notes committed to be issued by the Federal Home Loan | View |
| 08-25-2026 | 8-K | 0001326771 | Federal Home Loan Bank of Cincinnati | Item 2.03 filing disclosing new Consolidated Bonds/debt obligations issued by FHLB | View |
| 08-25-2026 | 8-K | 0001851322 | North Haven Private Income Fund LLC | 8-K Item 3.02 discloses unregistered sale of 317,050 Class S units for $5.67M under Reg D - new private placement | View |
| 08-25-2026 | 8-K | 0001899017 | Bain Capital Private Credit | Fund sold 389,036 unregistered Class I shares to feeder vehicles; new equity issuance at NAV | View |
| 08-25-2026 | 8-K | 0001973476 | North Haven Private Income Fund A LLC | New unregistered private placement of Class I units sold to accredited investors under Reg D Section 4(a)(2) | View |
| 08-25-2026 | 8-K | 0001463000 | Grown Rogue International Inc | New equity issuance ($10M preferred equity + warrants + SVS) and new debt facility ($5M term loan) to capital partner | View |
| 08-25-2026 | 8-K | 0001983514 | LGAM Private Credit LLC | New unregistered equity sale of ~177,957 units for $3.5M via Regulation S | View |
| Date | Filing Type | CIK | Company | Announcement | SEC Link |
|---|---|---|---|---|---|
| 08-26-2026 | S-4 | 0000720762 | Non Invasive Monitoring Systems Inc (FL) | S-4 filing announces appointment of officers for Combined Company post-merger: CEO, CFO, CBO, COO, CTO | View |
| 08-26-2026 | 8-K | 0001463913 | US Alliance Corp | Director William Graves resigned from Board and all committees effective August 26, 2026 | View |
| 08-26-2026 | N-CSRS | 0002022290 | Diamond Hill Securitized Credit Fund | Election of nine new Trustees to Board; appointment of Trustee Emeritus positions and officers | View |
| 08-26-2026 | 8-K | 0000740806 | F&M Bank Corp | Appointment of Erica N. Truban as director of F&M Bank Corp and its subsidiary | View |
| 08-25-2026 | 424B3 | 0001589390 | Evanston Multi-Alpha Fund | Philip G. Franklin appointed as Trustee August 2026 to present; new trustee appointment | View |
| 08-25-2026 | 424B3 | 0001890107 | First Eagle Private Credit Fund | Multiple job changes: Nancy Hawthorne retired as Trustee/Chairperson; Patrick Coyne elected Chairperson; Laurence Parede | View |
| 08-25-2026 | 424B3 | 0001720265 | Zcash ETF | Edward McGee stepped down as CFO and Board member; Kathryn Masci appointed as Interim CFO and Board member (July 2, 2026 | View |
| 08-25-2026 | 8-K | 0001329842 | Federal Home Loan Bank of New York | Board election of William J. Turner, Jr. as Member Director, filling vacancy from departure of Steven M. Klein | View |
| 08-25-2026 | 8-K | 0000022606 | Commonwealth Edison Co | Michael Innocenzo departing as director and Board Chair of ComEd; multiple officer role changes at Exelon (parent compan | View |
| 08-24-2026 | 8-K | 0001347123 | EBR Systems Inc | Departure of Chief Commercial Officer Erik Strandberg; leadership transition announced | View |
| 08-24-2026 | 424B3 | 0001720265 | Zcash ETF | Edward McGee stepped down as CFO and Board member; Kathryn Masci appointed as Interim CFO and Board member (July 2, 2026 | View |
| 08-24-2026 | 8-K | 0001407583 | Bunker Hill Mining Corp | Filing announces appointment of Galen McNamara as President and Chief Investment Officer of Bunker Hill | View |
| 08-21-2026 | 8-K | 0001533998 | DarioHealth Corp | Departure of Steven Nelson as President and Chief Commercial Officer effective September 1, 2026 | View |
| 08-21-2026 | S-3 | 0001720265 | Grayscale Zcash Trust (ZEC) | Appointments of Peter Mintzberg, Edward McGee, Craig Salm to Board of Managers; McGee's departure as CFO; Masci's appoin | View |
| 08-21-2026 | 1-A | 0001401835 | Star Gold Corp | Gerry Pascale appointed CFO and Corporate Secretary effective 02/2026 | View |
| 08-21-2026 | 8-K | 0002033264 | Vertical Data Inc | Christopher S. Downs appointed as Interim Chief Financial Officer effective August 17, 2026 | View |
| 08-21-2026 | 486APOS | 0001978024 | Apollo S3 Private Markets Fund | Michael Rucker appointed CFO and Treasurer since December 2024; Sheryl Schwartz appointed Trustee/Director since 2025-20 | View |
| 08-20-2026 | 8-K | 0001339688 | Lion Copper & Gold Corp | Resignation of director and Co-Chairman Charles Travis Naugle; appointment of Tony Alford as Co-Chairman; election of tw | View |
| 08-20-2026 | 1-SA | 0001133818 | Bio-Path Holdings Inc | Snippet 7 announces appointment of professionals to Scientific Advisory Board | View |
| 08-20-2026 | 1-A | 0001074922 | Dakota Real Estate Investment Trust | Peter Tanis joined as Chief Investment Officer in January 2024 | View |
| Date | Filing Type | CIK | Company | Announcement | SEC Link |
|---|---|---|---|---|---|
| 08-26-2026 | N-2 | 0002152022 | DLP Access Fund | Newly organized closed-end interval fund, first-time registrant, N-2 filing with prospectus | View |
| 08-19-2026 | N-2 | 0002138052 | Invesco Private Asset-Based Credit Fund | Newly-formed closed-end fund and interval fund, first-time registrant, N-2 filing, no prior operating history | View |
| 08-14-2026 | N-2 | 0002137120 | SPA Equity Index 500 Structured Protection 90 Fund | Newly organized closed-end management investment company registering for first time with N-2 prospectus filing | View |
| 08-14-2026 | N-2 | 0002149147 | LongevityFP US Equity Large-Cap 500 Index Fund (1960) | Newly formed closed-end tender-offer fund, first-time registrant, N-2 prospectus filing | View |
| 08-13-2026 | N-2 | 0002149901 | StartEngine Tech Growth Fund | Newly-organized closed-end tender-offer fund, first-time registrant, N-2 filing with prospectus | View |
| 08-12-2026 | N-2 | 0002144859 | UBS Asset Management Credit Income Opportunities Fund | Newly organized closed-end interval fund, first-time registrant, N-2 filing with prospectus | View |
| 08-12-2026 | N-8A | 0002146716 | CVC-PSEC Private Secondaries Fund | New CIK, N-8A registration of CVC-PSEC Private Secondaries Fund—private fund vehicle structure indicated by 'Private Sec | View |
| 08-07-2026 | N-2 | 0002148921 | Rareview Securitized Income Fund | Newly organized closed-end management investment company, first-time registrant, N-2 prospectus filing | View |
| 08-07-2026 | N-2 | 0002148942 | JPMorgan Real Assets Dedicated Fund | Newly organized closed-end interval fund, first-time registrant, N-2 filing with prospectus | View |
| 07-29-2026 | N-2 | 0002145643 | RTW Biotech Growth Fund | Newly organized closed-end fund, first-time registrant, N-2 filing with prospectus | View |
| 07-23-2026 | N-2 | 0002146367 | Powerlaw Fund II | Newly organized closed-end fund, first-time registrant, N-2 filing with prospectus | View |
| 07-16-2026 | N-8A | 0002086784 | Eldridge Income Fund | New CIK + N-8A for interval fund (Eldridge Diversified Credit Interval Fund) = emerging alts vehicle | View |
| 07-07-2026 | N-8A | 0002143075 | PGIM Partners Group Private Markets Multi-Asset Fund | New CIK, N-8A registration of private fund vehicle under ICA Section 8(a) | View |
| 06-26-2026 | N-8A | 0002138612 | WisdomTree Private Markets & Innovation Fund I | New CIK, N-8A filing for WisdomTree Private Markets & Innovation Fund I indicates closed-end/interval fund structure | View |
| 06-16-2026 | N-2 | 0002114209 | T. Rowe Price Goldman Sachs All Equity Access Fund | Newly organized interval fund (closed-end) with N-2 filing, first-time registrant, no operating history | View |
| 06-09-2026 | N-2 | 0002133440 | WCM Select US Equity Fund | Newly organized closed-end interval fund, first-time registrant, N-2 prospectus filing | View |
| 06-09-2026 | 1-A | 0002139773 | Connect Invest IIII LLC | Newly formed LLC, first-time registrant, operating as real estate lender with private fund structure | View |
| 06-08-2026 | N-2 | 0002138533 | Fundrise Innovation Fund II LLC | Newly organized closed-end tender-offer fund, first-time registrant, N-2 filing with prospectus | View |
| Date | Filing Type | CIK | Company | Announcement | SEC Link |
|---|---|---|---|---|---|
| 08-27-2026 | 8-K | 0001498148 | Artificial Intelligence Technology Solutions Inc | Going-concern doubt expressed by auditors; stockholders' deficit; substantial doubt about ability to continue as going c | View |
| 08-26-2026 | S-4 | 0000720762 | Non Invasive Monitoring Systems Inc (FL) | S-4 merger filing where target (Non-Invasive Monitoring Systems) was essentially insolvent with debts exceeding assets, | View |
| 08-26-2026 | N-PX | 0001723701 | PIMCO Flexible Municipal Income Fund | Filing discloses termination of registration under Investment Company Act and liquidation, dissolution and termination o | View |
| 08-26-2026 | N-PX | 0001911795 | PIMCO California Flexible Municipal Income Fund | Filing discloses termination of Target Fund's registration under Investment Company Act and liquidation, dissolution and | View |
| 08-26-2026 | 425 | 0001813452 | Planet 13 Holdings Inc | Merger will delist Planet 13 from exchanges and end its reporting obligations | View |
| 08-26-2026 | S-8 POS | 0000831609 | C21 Investments Inc | Going-private transaction: merger/arrangement resulting in termination of securities offerings and deregistration of reg | View |
| 08-26-2026 | S-8 POS | 0000831609 | C21 Investments Inc | Going-private transaction: merger/arrangement resulting in termination of securities offerings and deregistration of reg | View |
| 08-26-2026 | 15-12G | 0000831609 | C21 Investments Inc | Form 15-12G: termination of Exchange Act registration and suspension of reporting duty | View |
| 08-25-2026 | 8-K | 0001498148 | Artificial Intelligence Technology Solutions Inc | Going-concern doubt and material weaknesses in internal control disclosed | View |
| 08-25-2026 | 8-K | 0001817825 | Steele Creek Capital Corp | Board approved deleveraging plan with flexibility to approve full liquidation and dissolution; shareholder vote planned | View |
| 08-25-2026 | 425 | 0001813452 | Planet 13 Holdings Inc | Merger will delist Planet 13 from exchanges and end its reporting obligations | View |
| 08-25-2026 | PRE 14C | 0001568969 | Techlott Inc | Going-concern doubt disclosed: substantial doubt about ability to continue as going concern due to funding uncertainty | View |
| 08-25-2026 | 15-12G | 0001725911 | NetBrands Corp | Form 15-12G: termination of Exchange Act registration and duty to file reports | View |
| 08-24-2026 | 8-K | 0001166708 | Brownie’s Marine Group Inc | Non-reliance on previously issued financial statements; restatement required due to accounting errors and material weakn | View |
| 08-24-2026 | 15-12G | 0000319458 | Enservco Corp | Form 15-12G: termination of Exchange Act registration and suspension of reporting duty | View |
| 08-24-2026 | 8-K | 0001873722 | Bubblr Inc | Appointment of receiver in federal court case; distress event under Item 1.03 | View |
| 08-24-2026 | 424B3 | 0000930245 | Agassi Sports Entertainment Corp | Going-concern doubt disclosed; substantial doubt about ability to continue as going concern within one year | View |
| 08-24-2026 | S-8 POS | 0001754195 | Trulieve Cannabis Corp | Auditor dismissal on March 25, 2024; prior auditors dismissed and did not audit post-dismissal periods | View |
| 08-21-2026 | SC 13E3 | 0001804583 | Cloopen Group Holding Ltd | Going-private transaction via merger; SC 13E3 filing announces acquisition taking issuer private | View |
| 08-21-2026 | 8-K | 0000862022 | Hugoton Royalty Trust | Going-concern doubt, no distributions since July 2023, late-filing notice (Form 12b-25), potential wind-down | View |