Regulation & Policy News

Regulation and policy news from the SEC, FINRA, IRS and legislatures affecting alternative investments.

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Filtered byRegulation & Policy ×19 articles

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Broker-DealerRegulation & Policy

FINRA Expands CAB Rules

Feb 25, 2026

Operating CompanyRegulation & Policy

Oncor Seeks Approval for $560 Million Rate Hike

Jan 30, 2026

Operating CompanyRegulation & Policy

Oncor Seeks $834 Million Rate Hike in Texas

Jun 27, 2025