Regulation & Policy News

Regulation and policy news from the SEC, FINRA, IRS and legislatures affecting alternative investments.

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Filtered byRegulation & Policy ×19 articles

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Regulation & Policy

SEC Moves to Restore Bond Cross Trades for Funds but Keeps Level 3 Assets Off Limits

Oct 14, 2026

Interval FundRegulation & Policy

SEC Proposes Performance Fees, Interval Fund Overhaul to Widen Retail Access to Private Markets

Oct 1, 2026

Private CreditRegulation & Policy

SEC Staff Put Private Credit Marks, PIK Income and NAV Shortcuts Under the Microscope

Sep 30, 2026

Regulation & Policy

SEC Proposes Full Repeal of Pay-to-Play Rule for Advisers to Government Clients

Sep 9, 2026

Regulation & Policy

Private Fund Reporting Overhaul Pushed to July 2027 as Regulators Weigh Scaling It Back

Sep 2, 2026

Private CreditRegulation & Policy

California Would Shield Nonrecourse Litigation Finance While Curbing Firm Control

Sep 1, 2026

Regulation & Policy

SEC Moves to Loosen Pay-to-Play Limits on Advisers Managing Public Pension Money

Aug 18, 2026

Private CreditRegulation & Policy

SEC Staff Agrees Data Center Securitizations Are Not Asset-Backed Securities

Aug 13, 2026

Non-Traded REITRegulation & Policy

SEC Approves FINRA Changes Easing Capital Investments in Non-Traded REITs and DPPs

Aug 6, 2026

Private EquityRegulation & Policy

Vermont Curbs Investor Control of Health Care, Sparing Lenders but Not Equity Holders

Jul 30, 2026

OtherRegulation & Policy

SEC Reopens Its ETF Rulebook as a $16 Trillion Market Outpaces Seven-Year-Old Framework

Jul 2, 2026

Private CreditRegulation & Policy

Ares Chief Michael Arougheti Welcomes Closer Oversight As Insurers Lean Harder On Private Credit

Jun 11, 2026

Private EquityRegulation & Policy

Connecticut Curbs Private Equity Control Of Hospitals With New Oversight Law

Jun 4, 2026

Private CreditRegulation & Policy

Regulators Sharpen Focus on $3 Trillion Private-Credit Market

Apr 24, 2026

Private CreditRegulation & Policy

Alternative Asset Managers Press SEC to Ease Cross-Trading Rules for Retirement Push

Apr 23, 2026

Hedge Fund / Liquid AltsRegulation & Policy

Regulators Move to Ease Disclosure Rules for Hedge Funds and Private Advisers

Apr 22, 2026