SQX Alts tracks SEC-linked distress and wind-down announcements from alternative investment sponsors and issuers, including fund closures, liquidity and redemption pressure, and related wind-down disclosures across REITs, BDCs, private credit, and other alts programs. This table surfaces distressed sponsor signals alongside links to the underlying EDGAR filings for advisors, broker-dealers, and allocators monitoring portfolio and counterparty risk.
| Date | Filing Type | CIK | Company | SEC Link |
|---|---|---|---|---|
| 08-04-2026 | S-3ASR | 0000100826 | Union Electric Co | View |
| 08-04-2026 | ABS-15G/A | 0001026214 | Federal Home Loan Mortgage Corp | View |
| 08-04-2026 | ABS-15G/A | 0001026214 | Federal Home Loan Mortgage Corp | View |
| 08-04-2026 | ABS-15G/A | 0001026214 | Federal Home Loan Mortgage Corp | View |
| 08-04-2026 | ABS-15G/A | 0001026214 | Federal Home Loan Mortgage Corp | View |
| 08-04-2026 | ABS-15G/A | 0001026214 | Federal Home Loan Mortgage Corp | View |
| 08-04-2026 | ABS-15G/A | 0001026214 | Federal Home Loan Mortgage Corp | View |
| 08-04-2026 | ABS-15G/A | 0001026214 | Federal Home Loan Mortgage Corp | View |
| 08-04-2026 | ABS-15G/A | 0001026214 | Federal Home Loan Mortgage Corp | View |
| 08-04-2026 | ABS-15G | 0001026214 | Federal Home Loan Mortgage Corp | View |
| 08-04-2026 | 8-K | 0001053369 | Elite Pharmaceuticals Inc (NV) | View |
| 08-04-2026 | 10-Q | 0000107815 | Wisconsin Electric Power Co | View |
| 08-04-2026 | 8-K | 0001134765 | Charlie’s Holdings Inc | View |
| 08-04-2026 | 10-Q | 0001138476 | Pacific Health Care Organization Inc | View |
| 08-04-2026 | 10-Q | 0001141964 | Public Co Management Corp | View |
| 08-04-2026 | 10-Q | 0001166708 | Brownie’s Marine Group Inc | View |
| 08-04-2026 | 8-K | 0001325878 | Federal Home Loan Bank of Topeka | View |
| 08-04-2026 | 8-K | 0001326771 | Federal Home Loan Bank of Cincinnati | View |
| 08-04-2026 | 8-K | 0001329842 | Federal Home Loan Bank of New York | View |
| 08-04-2026 | 10-Q | 0001330399 | Federal Home Loan Bank of Pittsburgh | View |
| Date | Filing Type | CIK | Company | Announcement | SEC Link |
|---|---|---|---|---|---|
| 08-04-2026 | 424B5 | 0000931182 | ERP Operating Ltd Partnership | 424B5 prospectus supplement announcing new debt offering: notes due 2031 and 2036 | View |
| 08-04-2026 | 8-K | 0000908259 | Oncotelic Therapeutics Inc | New convertible debt offering: $178,410 convertible promissory note issued to Pacific Pier Capital II | View |
| 08-04-2026 | 424B5 | 0000078100 | PECO Energy Co | 424B5 prospectus supplement for new $750M mortgage bond offering by PECO Energy | View |
| 08-04-2026 | FWP | 0000049648 | Idaho Power Co | New debt offering: additional issuance of 5.70% First Mortgage Bonds due 2055 | View |
| 08-04-2026 | 8-K | 0000049648 | Idaho Power Co | New debt offering: $200M of 5.70% First Mortgage Bonds due 2055 | View |
| 08-04-2026 | 424B5 | 0000049648 | Idaho Power Co | 424B5 prospectus supplement for new debt offering of $186M First Mortgage Bonds | View |
| 08-04-2026 | 424B3 | 0002029010 | North Haven Private Assets Fund | 424B3 prospectus for continuous offering of three classes of shares in non-traded fund | View |
| 08-04-2026 | 8-K | 0001331757 | Federal Home Loan Bank of Dallas | 8-K Item 2.03 disclosing creation of direct financial obligation via new consolidated obligation debt issuance | View |
| 08-04-2026 | 8-K | 0001331754 | Federal Home Loan Bank of Indianapolis | 8-K Item 2.03 discloses creation of direct financial obligations - new consolidated obligation bonds being issued by FHL | View |
| 08-04-2026 | 8-K | 0001331465 | Federal Home Loan Bank of Atlanta | Item 2.03 discloses creation of direct financial obligation via new consolidated obligation debt issuance | View |
| 08-04-2026 | 8-K | 0001331451 | Federal Home Loan Bank of Chicago | Item 2.03 discloses creation of direct financial obligations (consolidated debt securities) being issued by the Bank | View |
| 08-04-2026 | 8-K | 0001330399 | Federal Home Loan Bank of Pittsburgh | 8-K Item 2.03 discloses creation of direct financial obligations (consolidated debt securities) by FHLBank | View |
| 08-04-2026 | 8-K | 0001329842 | Federal Home Loan Bank of New York | 8-K Item 2.03 discloses creation of direct financial obligations (consolidated debt securities) being issued by the Fede | View |
| 08-04-2026 | 8-K | 0001326771 | Federal Home Loan Bank of Cincinnati | Item 2.03 filing disclosing new Consolidated Bonds/debt obligations issued by FHLB | View |
| 08-04-2026 | 8-K | 0001325878 | Federal Home Loan Bank of Topeka | Item 2.03 discloses creation of direct financial obligations (consolidated debt securities) committed to be issued | View |
| 08-04-2026 | S-3ASR | 0000100826 | Union Electric Co | S-3ASR shelf registration enabling future offerings of debt and equity securities by Union Electric Co | View |
| 08-03-2026 | FWP | 0000078100 | PECO Energy Co | FWP for new debt offering: $300M senior notes due 2031 with 5% coupon | View |
| 08-03-2026 | 8-K | 0002082826 | Warburg Pincus Access Fund LP | New private placement: Fund sold $16M in unregistered LP units on July 1, 2026 as part of continuous offering | View |
| 08-03-2026 | S-1/A | 0002075109 | Matternet Inc | S-1/A disclosing PIPE private placement (9.5M shares, May-June 2026) and reverse merger transaction completed May 22, 20 | View |
| 08-03-2026 | 8-K | 0001770501 | Venu Holding Corp | New debt offering: $25M senior secured convertible debentures with warrants via registered direct offering | View |
| Date | Filing Type | CIK | Company | Announcement | SEC Link |
|---|---|---|---|---|---|
| 08-04-2026 | 8-K | 0001868516 | Stratcap Digital Infrastructure REIT, Inc. | Resignation of Chairman/Director/President and appointment of new Chairman/President - clear leadership transition | View |
| 08-04-2026 | 424B3 | 0001557265 | Private Shares Fund | Filing announces change in portfolio management team effective immediately, with Sven Weber newly added as portfolio man | View |
| 08-04-2026 | 8-K | 0001134765 | Charlie’s Holdings Inc | Ryan Stump resigned as COO; Henry Sicignano III appointed as CEO | View |
| 08-03-2026 | 8-K | 0000819926 | Sharing Economy International, Inc. | Multiple appointments and resignations of key officers (CEO, CFO, Directors) on May 12, 2026 | View |
| 08-03-2026 | 8-K | 0001813603 | Hestia Insight Inc | Filing discloses Executive's (Edward C. Lee, Chairman and President) retirement and corporate succession planning with e | View |
| 08-03-2026 | 424B3 | 0001620515 | Princeton Everest Fund | John L. Sabre retired as CEO in 2025; filing discloses departure of key officer | View |
| 08-03-2026 | 8-K | 0001307748 | InvenTrust Properties Corp | Filing announces that Michael Stein and Thomas Glavin will not seek re-election as Directors, and Julie M. Swinehart is | View |
| 08-03-2026 | S-1/A | 0001083522 | Jones Soda Co | Darcey Macken appointed as Chief Operating Officer on December 8, 2025 | View |
| 07-31-2026 | S-1 | 0000930245 | Agassi Sports Entertainment Corp | Filing discloses that Shawn Cable was brought on as CFO in 2025, a new appointment to a key officer position. | View |
| 07-31-2026 | 486BPOS | 0002046200 | AMG Pantheon Infrastructure Fund LLC | Multiple key personnel appointed/assumed roles in 2025: Peter W. MacEwen as Director, Keitha Kinne as President/CEO/COO, | View |
| 07-31-2026 | 486BPOS | 0001995940 | AMG Pantheon Credit Solutions Fund | Filing discloses new appointments: Keitha L. Kinne as President/CEO/COO since 2024, Peter W. MacEwen as Trustee since 20 | View |
| 07-31-2026 | 8-K | 0001916099 | Diameter Credit Co | Resignation of Daniel Kasell from Board of Trustees and appointment of Daniel Gish as independent trustee | View |
| 07-31-2026 | S-3/A | 0001720265 | Grayscale Zcash Trust (ZEC) | Kathryn Masci named as Interim Chief Financial Officer - appointment to key officer position | View |
| 07-31-2026 | 8-K | 0001339688 | Lion Copper & Gold Corp | Resignation of Douglas Stiles, Vice President of Sustainability and Environment, effective August 31, 2026 | View |
| 07-30-2026 | 425 | 0000906107 | Equity Residential | Benjamin Schall named as incoming CEO of Vivmark Residential (merger entity) | View |
| 07-30-2026 | 8-K | 0002075109 | Matternet Inc | Board appointed Sanjay Shah as Class III director on July 28, 2026 | View |
| 07-30-2026 | 8-K | 0001825248 | Franklin BSP Capital Corp | Appointment of Kathleen Oates as Chief Accounting Officer and departure of Nina Baryski from that role | View |
| 07-30-2026 | 424B3 | 0001794041 | Franklin BSP Private Credit Fund | Appointment of Maxwell Rudenstein as Treasurer and departure of Nina Baryski from key officer roles | View |
| 07-30-2026 | 8-K/A | 0001265521 | Polomar Health Services Inc | Multiple director resignations and elections, plus officer appointments (CEO, Secretary/General Counsel) | View |
| 07-29-2026 | 486BPOS | 0002061670 | Monroe Capital Enhanced Corporate Lending Fund | Snippet 8 discloses Thomas J. Allison as Trustee since 2025, a newly appointed trustee position | View |
| Date | Filing Type | CIK | Company | Announcement | SEC Link |
|---|---|---|---|---|---|
| 07-29-2026 | N-2 | 0002145643 | RTW Biotech Growth Fund | Newly organized closed-end fund, first-time registrant, N-2 filing with prospectus | View |
| 07-23-2026 | N-2 | 0002146367 | Powerlaw Fund II | Newly organized closed-end fund, first-time registrant, N-2 filing with prospectus | View |
| 07-16-2026 | N-8A | 0002086784 | Eldridge Income Fund | New CIK + N-8A for interval fund (Eldridge Diversified Credit Interval Fund) = emerging alts vehicle | View |
| 07-07-2026 | N-8A | 0002143075 | PGIM Partners Group Private Markets Multi-Asset Fund | New CIK, N-8A registration of private fund vehicle under ICA Section 8(a) | View |
| 06-26-2026 | N-8A | 0002138612 | WisdomTree Private Markets & Innovation Fund I | New CIK, N-8A filing for WisdomTree Private Markets & Innovation Fund I indicates closed-end/interval fund structure | View |
| 06-16-2026 | N-2 | 0002114209 | T. Rowe Price Goldman Sachs All Equity Access Fund | Newly organized interval fund (closed-end) with N-2 filing, first-time registrant, no operating history | View |
| 06-09-2026 | N-2 | 0002133440 | WCM Select US Equity Fund | Newly organized closed-end interval fund, first-time registrant, N-2 prospectus filing | View |
| 06-09-2026 | 1-A | 0002139773 | Connect Invest IIII LLC | Newly formed LLC, first-time registrant, operating as real estate lender with private fund structure | View |
| 06-08-2026 | N-2 | 0002138533 | Fundrise Innovation Fund II LLC | Newly organized closed-end tender-offer fund, first-time registrant, N-2 filing with prospectus | View |
| Date | Filing Type | CIK | Company | Announcement | SEC Link |
|---|