SQX Alts tracks SEC-linked distress and wind-down announcements from alternative investment sponsors and issuers, including fund closures, liquidity and redemption pressure, and related wind-down disclosures across REITs, BDCs, private credit, and other alts programs. This table surfaces distressed sponsor signals alongside links to the underlying EDGAR filings for advisors, broker-dealers, and allocators monitoring portfolio and counterparty risk.
| Date | Filing Type | CIK | Company | SEC Link |
|---|---|---|---|---|
| 09-15-2026 | 8-K | 0001331451 | Federal Home Loan Bank of Chicago | View |
| 09-15-2026 | 8-K | 0001290658 | IIOT-OXYS Inc | View |
| 09-15-2026 | 8-K | 0000797542 | Quantum X Labs Inc | View |
| 09-15-2026 | 8-K | 0001639068 | Hubilu Venture Corp | View |
| 09-15-2026 | S-1 | 0000095572 | KiNRG Inc | View |
| 09-15-2026 | 8-K | 0001498148 | Artificial Intelligence Technology Solutions Inc | View |
| 09-15-2026 | DEF 14C | 0001439264 | Marvion Inc | View |
| 09-15-2026 | 8-K | 0000278165 | OMNIQ Corp | View |
| 09-15-2026 | 8-K | 0001330399 | Federal Home Loan Bank of Pittsburgh | View |
| 09-15-2026 | N-23C3A | 0001929777 | Pender Real Estate Credit Fund | View |
| 09-15-2026 | 8-K | 0001331451 | Federal Home Loan Bank of Chicago | View |
| 09-15-2026 | 8-K | 0001314152 | JLL Income Property Trust Inc | View |
| 09-15-2026 | 40-17G | 0001984165 | CAZ Strategic Opportunities Fund | View |
| 09-15-2026 | N-23C3A | 0001725472 | Carlyle Tactical Private Credit Fund | View |
| 09-14-2026 | SC TO-I | 0001816389 | BlackRock Private Investments Fund | View |
| 09-14-2026 | 424B3 | 0001794041 | Franklin BSP Private Credit Fund | View |
| 09-14-2026 | 10-K | 0001616156 | WeWards Inc | View |
| 09-14-2026 | D | 0002033362 | Audax Private Credit Fund LLC | View |
| 09-14-2026 | 8-K | 0000894556 | CitroTech Inc | View |
| 09-14-2026 | 8-K | 0001580490 | I-ON Digital Corp | View |
| Date | Filing Type | CIK | Company | Announcement | SEC Link |
|---|---|---|---|---|---|
| 09-15-2026 | S-1 | 0000095572 | KiNRG Inc | S-1 filing disclosing IPO with estimated price range of $4.00-$5.00 per share | View |
| 09-15-2026 | 8-K | 0001330399 | Federal Home Loan Bank of Pittsburgh | Item 2.03 discloses creation of direct financial obligation via new consolidated obligation debt issuance | View |
| 09-15-2026 | 8-K | 0001331451 | Federal Home Loan Bank of Chicago | Item 2.03 discloses new consolidated obligation bonds and discount notes committed to be issued by the Federal Home Loan | View |
| 09-14-2026 | 8-K | 0001563665 | Harvard Apparatus Regenerative Technology Inc | Private placement of 2.7M common shares for $2.8M, closed Sept 11, 2026 | View |
| 09-14-2026 | 8-K | 0001957845 | KKR Private Equity Conglomerate LLC | Amendment to existing credit facility increasing available credit by $100M to $1.325B aggregate | View |
| 09-11-2026 | 8-K | 0001771514 | ExchangeRight Income Fund | 8-K Item 3.02 disclosing new private placement sales: 22,973 Class D shares sold for $635k during Aug-Sep 2026 under con | View |
| 09-11-2026 | 253G2 | 0001401835 | Star Gold Corp | Form 253G2 with new equity offering: $20M maximum offering amount, public offering price disclosed, offering to commence | View |
| 09-11-2026 | 8-K | 0001342916 | HNO International Inc | New convertible debt offering: $210k convertible redeemable note issued via Securities Purchase Agreement | View |
| 09-11-2026 | N-2 | 0001838126 | HPS Corporate Lending Fund | N-2 registration statement for proposed public offering of securities by BDC/fund | View |
| 09-11-2026 | S-3 | 0001732409 | Grayscale Bitcoin Cash Trust (BCH) | S-3 registration statement for continuous offering of Trust shares | View |
| 09-11-2026 | N-2 | 0001837532 | Apollo Debt Solutions BDC | N-2 filing for BDC with delayed/continuous offering; new securities registration for public offering | View |
| 09-11-2026 | 8-K | 0001371128 | NewHydrogen Inc | Equity Financing Agreement for up to $3M in new funding via registered direct offering | View |
| 09-11-2026 | 486APOS | 0001903070 | Hartford Schroders Private Opportunities Fund | 486APOS is a non-traded fund continuous offering supplement disclosing new sales/subscriptions | View |
| 09-10-2026 | 424B5 | 0001131312 | Zion Oil & Gas Inc | 424B5 prospectus supplement amendment for ongoing equity offering under shelf registration | View |
| 09-10-2026 | 8-K | 0001131312 | Zion Oil & Gas Inc | Amendment to prospectus supplement for DSPP continuous offering under effective S-3 registration statement | View |
| 09-10-2026 | 424B5 | 0000054507 | Evergy Kansas Central Inc | 424B5 prospectus supplement for new debt offering (bonds/notes) under senior indenture | View |
| 09-10-2026 | 8-K | 0001331754 | Federal Home Loan Bank of Indianapolis | 8-K Item 2.03 discloses new consolidated obligation bonds being issued with settlement dates in September 2026 | View |
| 09-10-2026 | 8-K | 0001330399 | Federal Home Loan Bank of Pittsburgh | Item 2.03 discloses creation of direct financial obligation via new consolidated obligation debt issuance | View |
| 09-10-2026 | 8-K | 0001331465 | Federal Home Loan Bank of Atlanta | Item 2.03 discloses creation of direct financial obligations (consolidated obligation bonds and discount notes) issued b | View |
| 09-10-2026 | 8-K | 0001331757 | Federal Home Loan Bank of Dallas | Item 2.03 discloses creation of new direct financial obligations (consolidated obligation bonds and discount notes) issu | View |
| Date | Filing Type | CIK | Company | Announcement | SEC Link |
|---|---|---|---|---|---|
| 09-15-2026 | 8-K | 0000797542 | Quantum X Labs Inc | Appointment of Yossi Cohen as President of Scientific Advisory Board announced on 9/15/2026 | View |
| 09-15-2026 | 8-K | 0001290658 | IIOT-OXYS Inc | Three directors (Grober, Hajee, Schissler) resigned from the Board, a clear departure of key positions at the issuer. | View |
| 09-15-2026 | 8-K | 0001331451 | Federal Home Loan Bank of Chicago | James H. Hegenbarth declared director-elect to Board of Directors, new member director position | View |
| 09-14-2026 | 8-K | 0001740742 | TransparentBusiness Inc | Resignation of Principal Accounting Officer and Senior Financial Director | View |
| 09-14-2026 | 8-K | 0001919369 | Vista Credit Strategic Lending Corp | Director Stephen Riddick resigned effective September 14, 2026, creating a vacancy on the Board. | View |
| 09-14-2026 | 8-K | 0001419806 | Rare Element Resources Ltd | Board appointed Josef Bilant as Chief Operating Officer, effective October 5, 2026 | View |
| 09-14-2026 | 8-K | 0001580490 | I-ON Digital Corp | Kenneth Park resigned as Director and Chief Marketing Officer effective immediately | View |
| 09-11-2026 | S-4 | 0000720762 | Non Invasive Monitoring Systems Inc (FL) | S-4 filing announces appointment of new officers (CEO, CFO, CBO, COO, CTO) of Combined Company post-merger | View |
| 09-11-2026 | 253G2 | 0001401835 | Star Gold Corp | Gerry Pascale appointed CFO and Corporate Secretary effective 02/2026 | View |
| 09-11-2026 | N-CSR | 0001847305 | Tax-Free Fixed Income Fund IV for Puerto Rico Residents Inc | Paul Hopgood appointed as Portfolio Manager of Fund since July 2025; new role disclosure | View |
| 09-11-2026 | 8-K | 0001873722 | Bubblr Inc | Resignation of CFO, Secretary, and director David A. Chetwood effective Sept 10, 2026 | View |
| 09-11-2026 | 486APOS | 0001903070 | Hartford Schroders Private Opportunities Fund | Multiple officers appointed/hired since 2026: Gregory A. Frost (President/CEO), Andrew Metzger (Treasurer/CFO), Alexande | View |
| 09-10-2026 | 8-K | 0001391933 | Quaint Oak Bancorp Inc | Board appointed Ray S. Greenberg as director effective September 9, 2026 | View |
| 09-10-2026 | 8-K | 0001011509 | Golden Minerals Co | Resignation of President/CEO and appointment of new President/CEO - clear leadership transition | View |
| 09-09-2026 | S-1 | 0001703157 | Securetech Innovations Inc | Multiple job change announcements: J. Scott Sitra appointed President/CEO/Board member (Jan 2025); Kao Lee transitioned | View |
| 09-09-2026 | 8-K | 0001770561 | Coronado Global Resources Inc | Termination of Group COO Craig Manz and appointment of Brett Holbrook as Interim COO | View |
| 09-09-2026 | 8-K | 0001938570 | Blue Laser Fusion Inc | Multiple key officer/director appointments and departures announced: Pereira resigned as director/CEO/CFO/Secretary; Nak | View |
| 09-09-2026 | 8-K | 0000727346 | Selectis Health Inc | Director resignation (Baller) and two director appointments (Schwartz, Schapiro) announced | View |
| 09-08-2026 | N-CSRS | 0001557265 | Private Shares Fund | Sven Weber added as portfolio manager effective August 3, 2026 | View |
| 09-08-2026 | 8-K | 0001326771 | Federal Home Loan Bank of Cincinnati | Election of Michael P. Pell as Ohio member director to FHLB board for four-year term commencing January 1, 2027 | View |
| Date | Filing Type | CIK | Company | Announcement | SEC Link |
|---|---|---|---|---|---|
| 09-15-2026 | N-2 | 0002148951 | Columbia Hamilton Lane Growth Innovation Fund | New closed-end interval fund, first-time registrant, N-2 filing, newly organized with no operating history | View |
| 09-11-2026 | N-2 | 0002153648 | Bahnsen Group Alternative Core Solutions Fund | New CIK, N-2 filing for newly formed Delaware statutory trust closed-end interval fund with limited operating history | View |
| 08-26-2026 | N-2 | 0002152022 | DLP Access Fund | Newly organized closed-end interval fund, first-time registrant, N-2 filing with prospectus | View |
| 08-19-2026 | N-2 | 0002138052 | Invesco Private Asset-Based Credit Fund | Newly-formed closed-end fund and interval fund, first-time registrant, N-2 filing, no prior operating history | View |
| 08-14-2026 | N-2 | 0002137120 | SPA Equity Index 500 Structured Protection 90 Fund | Newly organized closed-end management investment company registering for first time with N-2 prospectus filing | View |
| 08-14-2026 | N-2 | 0002149147 | LongevityFP US Equity Large-Cap 500 Index Fund (1960) | Newly formed closed-end tender-offer fund, first-time registrant, N-2 prospectus filing | View |
| 08-13-2026 | N-2 | 0002149901 | StartEngine Tech Growth Fund | Newly-organized closed-end tender-offer fund, first-time registrant, N-2 filing with prospectus | View |
| 08-12-2026 | N-2 | 0002144859 | UBS Asset Management Credit Income Opportunities Fund | Newly organized closed-end interval fund, first-time registrant, N-2 filing with prospectus | View |
| 08-12-2026 | N-8A | 0002146716 | CVC-PSEC Private Secondaries Fund | New CIK, N-8A registration of CVC-PSEC Private Secondaries Fund—private fund vehicle structure indicated by 'Private Sec | View |
| 08-07-2026 | N-2 | 0002148921 | Rareview Securitized Income Fund | Newly organized closed-end management investment company, first-time registrant, N-2 prospectus filing | View |
| 08-07-2026 | N-2 | 0002148942 | JPMorgan Real Assets Dedicated Fund | Newly organized closed-end interval fund, first-time registrant, N-2 filing with prospectus | View |
| 07-29-2026 | N-2 | 0002145643 | RTW Biotech Growth Fund | Newly organized closed-end fund, first-time registrant, N-2 filing with prospectus | View |
| 07-23-2026 | N-2 | 0002146367 | Powerlaw Fund II | Newly organized closed-end fund, first-time registrant, N-2 filing with prospectus | View |
| 07-16-2026 | N-8A | 0002086784 | Eldridge Income Fund | New CIK + N-8A for interval fund (Eldridge Diversified Credit Interval Fund) = emerging alts vehicle | View |
| 07-07-2026 | N-8A | 0002143075 | PGIM Partners Group Private Markets Multi-Asset Fund | New CIK, N-8A registration of private fund vehicle under ICA Section 8(a) | View |
| 06-26-2026 | N-8A | 0002138612 | WisdomTree Private Markets & Innovation Fund I | New CIK, N-8A filing for WisdomTree Private Markets & Innovation Fund I indicates closed-end/interval fund structure | View |
| 06-16-2026 | N-2 | 0002114209 | T. Rowe Price Goldman Sachs All Equity Access Fund | Newly organized interval fund (closed-end) with N-2 filing, first-time registrant, no operating history | View |
| 06-09-2026 | N-2 | 0002133440 | WCM Select US Equity Fund | Newly organized closed-end interval fund, first-time registrant, N-2 prospectus filing | View |
| 06-09-2026 | 1-A | 0002139773 | Connect Invest IIII LLC | Newly formed LLC, first-time registrant, operating as real estate lender with private fund structure | View |
| 06-08-2026 | N-2 | 0002138533 | Fundrise Innovation Fund II LLC | Newly organized closed-end tender-offer fund, first-time registrant, N-2 filing with prospectus | View |
| Date | Filing Type | CIK | Company | Announcement | SEC Link |
|---|---|---|---|---|---|
| 09-15-2026 | 8-K | 0001498148 | Artificial Intelligence Technology Solutions Inc | Going-concern doubt disclosed: substantial doubt regarding ability to continue as going concern | View |
| 09-14-2026 | 8-K | 0001690012 | InPoint Commercial Real Estate Income Inc | Suspension of share repurchase plan and reduction of monthly distribution per share | View |
| 09-14-2026 | DEFA14A | 0001690012 | InPoint Commercial Real Estate Income Inc | Suspension of share repurchase plan and reduction of monthly distribution rate | View |
| 09-14-2026 | N-CEN | 0001496254 | Alternative Strategies Income Fund | Material weakness in internal control over financial reporting disclosed | View |
| 09-14-2026 | 424B3 | 0001432364 | Azul SA | Chapter 11 bankruptcy reorganization plan filed; DIP financing refinancing; debt conversion post-emergence | View |
| 09-14-2026 | N-CEN | 0002021225 | Sardis Credit Opportunities Fund | Material weakness in internal control over financial reporting disclosed | View |
| 09-14-2026 | N-CEN | 0001688554 | PIMCO Flexible Credit Income Fund | Material weakness in internal control over financial reporting disclosed | View |
| 09-14-2026 | N-CEN | 0001851077 | PIMCO Flexible Emerging Markets Income Fund | Material weakness in internal control over financial reporting disclosed | View |
| 09-14-2026 | N-CEN | 0001957121 | Felicitas Private Markets Fund | Material weakness in internal control over financial reporting disclosed | View |
| 09-14-2026 | N-CEN | 0001554625 | Priority Income Fund Inc | Material weakness in internal control over financial reporting disclosed | View |
| 09-14-2026 | NT 10-Q | 0001703625 | NAPC Defense Inc | Late-filing notification (NT 10-Q): missing 10-Q deadline is a status change | View |
| 09-14-2026 | NT 10-Q | 0001546853 | Skkynet Cloud Systems Inc | Late-filing notification (NT 10-Q): missing 10-Q deadline is a status change | View |
| 09-14-2026 | NT 10-Q | 0001342916 | HNO International Inc | Late-filing notification (NT 10-Q): missing filing deadline is a status change | View |
| 09-14-2026 | 8-K | 0000894556 | CitroTech Inc | Going-concern doubt disclosed: management concluded conditions exist raising substantial doubt about ability to continue | View |
| 09-14-2026 | NT 10-Q | 0000318299 | Sparta Commercial Services Inc | Late-filing notification (NT 10-Q): missing quarterly report deadline is a status change | View |
| 09-11-2026 | S-4 | 0000720762 | Non Invasive Monitoring Systems Inc (FL) | S-4 merger filing where target (Non-Invasive Monitoring Systems) was insolvent with liabilities exceeding assets, no rev | View |
| 09-11-2026 | 8-K | 0000036840 | First Real Estate Investment Trust of New Jersey Inc | Board approved Plan of Voluntary Liquidation on May 12, 2026; stockholder vote scheduled for September 29, 2026 | View |
| 09-11-2026 | N-CEN | 0001783964 | Accordant ODCE Index Fund | Material weakness in internal control over financial reporting disclosed | View |
| 09-11-2026 | N-CSR | 0001847305 | Tax-Free Fixed Income Fund IV for Puerto Rico Residents Inc | Auditor resignation and change: Ernst & Young LLP resigned July 24, 2025; Grant Thornton appointed April 2, 2026 | View |
| 09-11-2026 | N-CEN | 0002047442 | Calamos Aksia Private Equity & Alternatives Fund | Material weakness in internal control over financial reporting disclosed | View |