SQX Alts tracks SEC-linked funding announcements from alternative investment sponsors and issuers across REITs, BDCs, private credit funds, and 1031 DST programs. This table highlights capital raises and related disclosure so advisors and broker-dealers can monitor funding activity in the alts channel. Use it to scan recent announcements, issuers, and links to the underlying SEC filings.
| Date | Filing Type | CIK | Company | SEC Link |
|---|---|---|---|---|
| 09-15-2026 | 8-K | 0001331451 | Federal Home Loan Bank of Chicago | View |
| 09-15-2026 | 8-K | 0001290658 | IIOT-OXYS Inc | View |
| 09-15-2026 | 8-K | 0000797542 | Quantum X Labs Inc | View |
| 09-15-2026 | 8-K | 0001639068 | Hubilu Venture Corp | View |
| 09-15-2026 | S-1 | 0000095572 | KiNRG Inc | View |
| 09-15-2026 | 8-K | 0001498148 | Artificial Intelligence Technology Solutions Inc | View |
| 09-15-2026 | DEF 14C | 0001439264 | Marvion Inc | View |
| 09-15-2026 | 8-K | 0000278165 | OMNIQ Corp | View |
| 09-15-2026 | 8-K | 0001330399 | Federal Home Loan Bank of Pittsburgh | View |
| 09-15-2026 | N-23C3A | 0001929777 | Pender Real Estate Credit Fund | View |
| 09-15-2026 | 8-K | 0001331451 | Federal Home Loan Bank of Chicago | View |
| 09-15-2026 | 8-K | 0001314152 | JLL Income Property Trust Inc | View |
| 09-15-2026 | 40-17G | 0001984165 | CAZ Strategic Opportunities Fund | View |
| 09-15-2026 | N-23C3A | 0001725472 | Carlyle Tactical Private Credit Fund | View |
| 09-14-2026 | SC TO-I | 0001816389 | BlackRock Private Investments Fund | View |
| 09-14-2026 | 424B3 | 0001794041 | Franklin BSP Private Credit Fund | View |
| 09-14-2026 | 10-K | 0001616156 | WeWards Inc | View |
| 09-14-2026 | D | 0002033362 | Audax Private Credit Fund LLC | View |
| 09-14-2026 | 8-K | 0000894556 | CitroTech Inc | View |
| 09-14-2026 | 8-K | 0001580490 | I-ON Digital Corp | View |
| Date | Filing Type | CIK | Company | Announcement | SEC Link |
|---|---|---|---|---|---|
| 09-15-2026 | S-1 | 0000095572 | KiNRG Inc | S-1 filing disclosing IPO with estimated price range of $4.00-$5.00 per share | View |
| 09-15-2026 | 8-K | 0001330399 | Federal Home Loan Bank of Pittsburgh | Item 2.03 discloses creation of direct financial obligation via new consolidated obligation debt issuance | View |
| 09-15-2026 | 8-K | 0001331451 | Federal Home Loan Bank of Chicago | Item 2.03 discloses new consolidated obligation bonds and discount notes committed to be issued by the Federal Home Loan | View |
| 09-14-2026 | 8-K | 0001563665 | Harvard Apparatus Regenerative Technology Inc | Private placement of 2.7M common shares for $2.8M, closed Sept 11, 2026 | View |
| 09-14-2026 | 8-K | 0001957845 | KKR Private Equity Conglomerate LLC | Amendment to existing credit facility increasing available credit by $100M to $1.325B aggregate | View |
| 09-11-2026 | 8-K | 0001771514 | ExchangeRight Income Fund | 8-K Item 3.02 disclosing new private placement sales: 22,973 Class D shares sold for $635k during Aug-Sep 2026 under con | View |
| 09-11-2026 | 253G2 | 0001401835 | Star Gold Corp | Form 253G2 with new equity offering: $20M maximum offering amount, public offering price disclosed, offering to commence | View |
| 09-11-2026 | 8-K | 0001342916 | HNO International Inc | New convertible debt offering: $210k convertible redeemable note issued via Securities Purchase Agreement | View |
| 09-11-2026 | N-2 | 0001838126 | HPS Corporate Lending Fund | N-2 registration statement for proposed public offering of securities by BDC/fund | View |
| 09-11-2026 | S-3 | 0001732409 | Grayscale Bitcoin Cash Trust (BCH) | S-3 registration statement for continuous offering of Trust shares | View |
| 09-11-2026 | N-2 | 0001837532 | Apollo Debt Solutions BDC | N-2 filing for BDC with delayed/continuous offering; new securities registration for public offering | View |
| 09-11-2026 | 8-K | 0001371128 | NewHydrogen Inc | Equity Financing Agreement for up to $3M in new funding via registered direct offering | View |
| 09-11-2026 | 486APOS | 0001903070 | Hartford Schroders Private Opportunities Fund | 486APOS is a non-traded fund continuous offering supplement disclosing new sales/subscriptions | View |
| 09-10-2026 | 424B5 | 0001131312 | Zion Oil & Gas Inc | 424B5 prospectus supplement amendment for ongoing equity offering under shelf registration | View |
| 09-10-2026 | 8-K | 0001131312 | Zion Oil & Gas Inc | Amendment to prospectus supplement for DSPP continuous offering under effective S-3 registration statement | View |
| 09-10-2026 | 424B5 | 0000054507 | Evergy Kansas Central Inc | 424B5 prospectus supplement for new debt offering (bonds/notes) under senior indenture | View |
| 09-10-2026 | 8-K | 0001331754 | Federal Home Loan Bank of Indianapolis | 8-K Item 2.03 discloses new consolidated obligation bonds being issued with settlement dates in September 2026 | View |
| 09-10-2026 | 8-K | 0001330399 | Federal Home Loan Bank of Pittsburgh | Item 2.03 discloses creation of direct financial obligation via new consolidated obligation debt issuance | View |
| 09-10-2026 | 8-K | 0001331465 | Federal Home Loan Bank of Atlanta | Item 2.03 discloses creation of direct financial obligations (consolidated obligation bonds and discount notes) issued b | View |
| 09-10-2026 | 8-K | 0001331757 | Federal Home Loan Bank of Dallas | Item 2.03 discloses creation of new direct financial obligations (consolidated obligation bonds and discount notes) issu | View |
| Date | Filing Type | CIK | Company | Announcement | SEC Link |
|---|---|---|---|---|---|
| 09-15-2026 | 8-K | 0000797542 | Quantum X Labs Inc | Appointment of Yossi Cohen as President of Scientific Advisory Board announced on 9/15/2026 | View |
| 09-15-2026 | 8-K | 0001290658 | IIOT-OXYS Inc | Three directors (Grober, Hajee, Schissler) resigned from the Board, a clear departure of key positions at the issuer. | View |
| 09-15-2026 | 8-K | 0001331451 | Federal Home Loan Bank of Chicago | James H. Hegenbarth declared director-elect to Board of Directors, new member director position | View |
| 09-14-2026 | 8-K | 0001740742 | TransparentBusiness Inc | Resignation of Principal Accounting Officer and Senior Financial Director | View |
| 09-14-2026 | 8-K | 0001919369 | Vista Credit Strategic Lending Corp | Director Stephen Riddick resigned effective September 14, 2026, creating a vacancy on the Board. | View |
| 09-14-2026 | 8-K | 0001419806 | Rare Element Resources Ltd | Board appointed Josef Bilant as Chief Operating Officer, effective October 5, 2026 | View |
| 09-14-2026 | 8-K | 0001580490 | I-ON Digital Corp | Kenneth Park resigned as Director and Chief Marketing Officer effective immediately | View |
| 09-11-2026 | S-4 | 0000720762 | Non Invasive Monitoring Systems Inc (FL) | S-4 filing announces appointment of new officers (CEO, CFO, CBO, COO, CTO) of Combined Company post-merger | View |
| 09-11-2026 | 253G2 | 0001401835 | Star Gold Corp | Gerry Pascale appointed CFO and Corporate Secretary effective 02/2026 | View |
| 09-11-2026 | N-CSR | 0001847305 | Tax-Free Fixed Income Fund IV for Puerto Rico Residents Inc | Paul Hopgood appointed as Portfolio Manager of Fund since July 2025; new role disclosure | View |
| 09-11-2026 | 8-K | 0001873722 | Bubblr Inc | Resignation of CFO, Secretary, and director David A. Chetwood effective Sept 10, 2026 | View |
| 09-11-2026 | 486APOS | 0001903070 | Hartford Schroders Private Opportunities Fund | Multiple officers appointed/hired since 2026: Gregory A. Frost (President/CEO), Andrew Metzger (Treasurer/CFO), Alexande | View |
| 09-10-2026 | 8-K | 0001391933 | Quaint Oak Bancorp Inc | Board appointed Ray S. Greenberg as director effective September 9, 2026 | View |
| 09-10-2026 | 8-K | 0001011509 | Golden Minerals Co | Resignation of President/CEO and appointment of new President/CEO - clear leadership transition | View |
| 09-09-2026 | S-1 | 0001703157 | Securetech Innovations Inc | Multiple job change announcements: J. Scott Sitra appointed President/CEO/Board member (Jan 2025); Kao Lee transitioned | View |
| 09-09-2026 | 8-K | 0001770561 | Coronado Global Resources Inc | Termination of Group COO Craig Manz and appointment of Brett Holbrook as Interim COO | View |
| 09-09-2026 | 8-K | 0001938570 | Blue Laser Fusion Inc | Multiple key officer/director appointments and departures announced: Pereira resigned as director/CEO/CFO/Secretary; Nak | View |
| 09-09-2026 | 8-K | 0000727346 | Selectis Health Inc | Director resignation (Baller) and two director appointments (Schwartz, Schapiro) announced | View |
| 09-08-2026 | N-CSRS | 0001557265 | Private Shares Fund | Sven Weber added as portfolio manager effective August 3, 2026 | View |
| 09-08-2026 | 8-K | 0001326771 | Federal Home Loan Bank of Cincinnati | Election of Michael P. Pell as Ohio member director to FHLB board for four-year term commencing January 1, 2027 | View |
| Date | Filing Type | CIK | Company | Announcement | SEC Link |
|---|---|---|---|---|---|
| 09-15-2026 | N-2 | 0002148951 | Columbia Hamilton Lane Growth Innovation Fund | New closed-end interval fund, first-time registrant, N-2 filing, newly organized with no operating history | View |
| 09-11-2026 | N-2 | 0002153648 | Bahnsen Group Alternative Core Solutions Fund | New CIK, N-2 filing for newly formed Delaware statutory trust closed-end interval fund with limited operating history | View |
| 08-26-2026 | N-2 | 0002152022 | DLP Access Fund | Newly organized closed-end interval fund, first-time registrant, N-2 filing with prospectus | View |
| 08-19-2026 | N-2 | 0002138052 | Invesco Private Asset-Based Credit Fund | Newly-formed closed-end fund and interval fund, first-time registrant, N-2 filing, no prior operating history | View |
| 08-14-2026 | N-2 | 0002137120 | SPA Equity Index 500 Structured Protection 90 Fund | Newly organized closed-end management investment company registering for first time with N-2 prospectus filing | View |
| 08-14-2026 | N-2 | 0002149147 | LongevityFP US Equity Large-Cap 500 Index Fund (1960) | Newly formed closed-end tender-offer fund, first-time registrant, N-2 prospectus filing | View |
| 08-13-2026 | N-2 | 0002149901 | StartEngine Tech Growth Fund | Newly-organized closed-end tender-offer fund, first-time registrant, N-2 filing with prospectus | View |
| 08-12-2026 | N-2 | 0002144859 | UBS Asset Management Credit Income Opportunities Fund | Newly organized closed-end interval fund, first-time registrant, N-2 filing with prospectus | View |
| 08-12-2026 | N-8A | 0002146716 | CVC-PSEC Private Secondaries Fund | New CIK, N-8A registration of CVC-PSEC Private Secondaries Fund—private fund vehicle structure indicated by 'Private Sec | View |
| 08-07-2026 | N-2 | 0002148921 | Rareview Securitized Income Fund | Newly organized closed-end management investment company, first-time registrant, N-2 prospectus filing | View |
| 08-07-2026 | N-2 | 0002148942 | JPMorgan Real Assets Dedicated Fund | Newly organized closed-end interval fund, first-time registrant, N-2 filing with prospectus | View |
| 07-29-2026 | N-2 | 0002145643 | RTW Biotech Growth Fund | Newly organized closed-end fund, first-time registrant, N-2 filing with prospectus | View |
| 07-23-2026 | N-2 | 0002146367 | Powerlaw Fund II | Newly organized closed-end fund, first-time registrant, N-2 filing with prospectus | View |
| 07-16-2026 | N-8A | 0002086784 | Eldridge Income Fund | New CIK + N-8A for interval fund (Eldridge Diversified Credit Interval Fund) = emerging alts vehicle | View |
| 07-07-2026 | N-8A | 0002143075 | PGIM Partners Group Private Markets Multi-Asset Fund | New CIK, N-8A registration of private fund vehicle under ICA Section 8(a) | View |
| 06-26-2026 | N-8A | 0002138612 | WisdomTree Private Markets & Innovation Fund I | New CIK, N-8A filing for WisdomTree Private Markets & Innovation Fund I indicates closed-end/interval fund structure | View |
| 06-16-2026 | N-2 | 0002114209 | T. Rowe Price Goldman Sachs All Equity Access Fund | Newly organized interval fund (closed-end) with N-2 filing, first-time registrant, no operating history | View |
| 06-09-2026 | N-2 | 0002133440 | WCM Select US Equity Fund | Newly organized closed-end interval fund, first-time registrant, N-2 prospectus filing | View |
| 06-09-2026 | 1-A | 0002139773 | Connect Invest IIII LLC | Newly formed LLC, first-time registrant, operating as real estate lender with private fund structure | View |
| 06-08-2026 | N-2 | 0002138533 | Fundrise Innovation Fund II LLC | Newly organized closed-end tender-offer fund, first-time registrant, N-2 filing with prospectus | View |
| Date | Filing Type | CIK | Company | Announcement | SEC Link |
|---|---|---|---|---|---|
| 09-15-2026 | 8-K | 0001498148 | Artificial Intelligence Technology Solutions Inc | Going-concern doubt disclosed: substantial doubt regarding ability to continue as going concern | View |
| 09-14-2026 | 8-K | 0001690012 | InPoint Commercial Real Estate Income Inc | Suspension of share repurchase plan and reduction of monthly distribution per share | View |
| 09-14-2026 | DEFA14A | 0001690012 | InPoint Commercial Real Estate Income Inc | Suspension of share repurchase plan and reduction of monthly distribution rate | View |
| 09-14-2026 | N-CEN | 0001496254 | Alternative Strategies Income Fund | Material weakness in internal control over financial reporting disclosed | View |
| 09-14-2026 | 424B3 | 0001432364 | Azul SA | Chapter 11 bankruptcy reorganization plan filed; DIP financing refinancing; debt conversion post-emergence | View |
| 09-14-2026 | N-CEN | 0002021225 | Sardis Credit Opportunities Fund | Material weakness in internal control over financial reporting disclosed | View |
| 09-14-2026 | N-CEN | 0001688554 | PIMCO Flexible Credit Income Fund | Material weakness in internal control over financial reporting disclosed | View |
| 09-14-2026 | N-CEN | 0001851077 | PIMCO Flexible Emerging Markets Income Fund | Material weakness in internal control over financial reporting disclosed | View |
| 09-14-2026 | N-CEN | 0001957121 | Felicitas Private Markets Fund | Material weakness in internal control over financial reporting disclosed | View |
| 09-14-2026 | N-CEN | 0001554625 | Priority Income Fund Inc | Material weakness in internal control over financial reporting disclosed | View |
| 09-14-2026 | NT 10-Q | 0001703625 | NAPC Defense Inc | Late-filing notification (NT 10-Q): missing 10-Q deadline is a status change | View |
| 09-14-2026 | NT 10-Q | 0001546853 | Skkynet Cloud Systems Inc | Late-filing notification (NT 10-Q): missing 10-Q deadline is a status change | View |
| 09-14-2026 | NT 10-Q | 0001342916 | HNO International Inc | Late-filing notification (NT 10-Q): missing filing deadline is a status change | View |
| 09-14-2026 | 8-K | 0000894556 | CitroTech Inc | Going-concern doubt disclosed: management concluded conditions exist raising substantial doubt about ability to continue | View |
| 09-14-2026 | NT 10-Q | 0000318299 | Sparta Commercial Services Inc | Late-filing notification (NT 10-Q): missing quarterly report deadline is a status change | View |
| 09-11-2026 | S-4 | 0000720762 | Non Invasive Monitoring Systems Inc (FL) | S-4 merger filing where target (Non-Invasive Monitoring Systems) was insolvent with liabilities exceeding assets, no rev | View |
| 09-11-2026 | 8-K | 0000036840 | First Real Estate Investment Trust of New Jersey Inc | Board approved Plan of Voluntary Liquidation on May 12, 2026; stockholder vote scheduled for September 29, 2026 | View |
| 09-11-2026 | N-CEN | 0001783964 | Accordant ODCE Index Fund | Material weakness in internal control over financial reporting disclosed | View |
| 09-11-2026 | N-CSR | 0001847305 | Tax-Free Fixed Income Fund IV for Puerto Rico Residents Inc | Auditor resignation and change: Ernst & Young LLP resigned July 24, 2025; Grant Thornton appointed April 2, 2026 | View |
| 09-11-2026 | N-CEN | 0002047442 | Calamos Aksia Private Equity & Alternatives Fund | Material weakness in internal control over financial reporting disclosed | View |