SQX Alts tracks SEC-linked funding announcements from alternative investment sponsors and issuers across REITs, BDCs, private credit funds, and 1031 DST programs. This table highlights capital raises and related disclosure so advisors and broker-dealers can monitor funding activity in the alts channel. Use it to scan recent announcements, issuers, and links to the underlying SEC filings.
| Date | Filing Type | CIK | Company | SEC Link |
|---|---|---|---|---|
| 08-04-2026 | S-3ASR | 0000100826 | Union Electric Co | View |
| 08-04-2026 | ABS-15G/A | 0001026214 | Federal Home Loan Mortgage Corp | View |
| 08-04-2026 | ABS-15G/A | 0001026214 | Federal Home Loan Mortgage Corp | View |
| 08-04-2026 | ABS-15G/A | 0001026214 | Federal Home Loan Mortgage Corp | View |
| 08-04-2026 | ABS-15G/A | 0001026214 | Federal Home Loan Mortgage Corp | View |
| 08-04-2026 | ABS-15G/A | 0001026214 | Federal Home Loan Mortgage Corp | View |
| 08-04-2026 | ABS-15G/A | 0001026214 | Federal Home Loan Mortgage Corp | View |
| 08-04-2026 | ABS-15G/A | 0001026214 | Federal Home Loan Mortgage Corp | View |
| 08-04-2026 | ABS-15G/A | 0001026214 | Federal Home Loan Mortgage Corp | View |
| 08-04-2026 | ABS-15G | 0001026214 | Federal Home Loan Mortgage Corp | View |
| 08-04-2026 | 8-K | 0001053369 | Elite Pharmaceuticals Inc (NV) | View |
| 08-04-2026 | 10-Q | 0000107815 | Wisconsin Electric Power Co | View |
| 08-04-2026 | 8-K | 0001134765 | Charlie’s Holdings Inc | View |
| 08-04-2026 | 10-Q | 0001138476 | Pacific Health Care Organization Inc | View |
| 08-04-2026 | 10-Q | 0001141964 | Public Co Management Corp | View |
| 08-04-2026 | 10-Q | 0001166708 | Brownie’s Marine Group Inc | View |
| 08-04-2026 | 8-K | 0001325878 | Federal Home Loan Bank of Topeka | View |
| 08-04-2026 | 8-K | 0001326771 | Federal Home Loan Bank of Cincinnati | View |
| 08-04-2026 | 8-K | 0001329842 | Federal Home Loan Bank of New York | View |
| 08-04-2026 | 10-Q | 0001330399 | Federal Home Loan Bank of Pittsburgh | View |
| Date | Filing Type | CIK | Company | Announcement | SEC Link |
|---|---|---|---|---|---|
| 08-04-2026 | 424B5 | 0000931182 | ERP Operating Ltd Partnership | 424B5 prospectus supplement announcing new debt offering: notes due 2031 and 2036 | View |
| 08-04-2026 | 8-K | 0000908259 | Oncotelic Therapeutics Inc | New convertible debt offering: $178,410 convertible promissory note issued to Pacific Pier Capital II | View |
| 08-04-2026 | 424B5 | 0000078100 | PECO Energy Co | 424B5 prospectus supplement for new $750M mortgage bond offering by PECO Energy | View |
| 08-04-2026 | FWP | 0000049648 | Idaho Power Co | New debt offering: additional issuance of 5.70% First Mortgage Bonds due 2055 | View |
| 08-04-2026 | 8-K | 0000049648 | Idaho Power Co | New debt offering: $200M of 5.70% First Mortgage Bonds due 2055 | View |
| 08-04-2026 | 424B5 | 0000049648 | Idaho Power Co | 424B5 prospectus supplement for new debt offering of $186M First Mortgage Bonds | View |
| 08-04-2026 | 424B3 | 0002029010 | North Haven Private Assets Fund | 424B3 prospectus for continuous offering of three classes of shares in non-traded fund | View |
| 08-04-2026 | 8-K | 0001331757 | Federal Home Loan Bank of Dallas | 8-K Item 2.03 disclosing creation of direct financial obligation via new consolidated obligation debt issuance | View |
| 08-04-2026 | 8-K | 0001331754 | Federal Home Loan Bank of Indianapolis | 8-K Item 2.03 discloses creation of direct financial obligations - new consolidated obligation bonds being issued by FHL | View |
| 08-04-2026 | 8-K | 0001331465 | Federal Home Loan Bank of Atlanta | Item 2.03 discloses creation of direct financial obligation via new consolidated obligation debt issuance | View |
| 08-04-2026 | 8-K | 0001331451 | Federal Home Loan Bank of Chicago | Item 2.03 discloses creation of direct financial obligations (consolidated debt securities) being issued by the Bank | View |
| 08-04-2026 | 8-K | 0001330399 | Federal Home Loan Bank of Pittsburgh | 8-K Item 2.03 discloses creation of direct financial obligations (consolidated debt securities) by FHLBank | View |
| 08-04-2026 | 8-K | 0001329842 | Federal Home Loan Bank of New York | 8-K Item 2.03 discloses creation of direct financial obligations (consolidated debt securities) being issued by the Fede | View |
| 08-04-2026 | 8-K | 0001326771 | Federal Home Loan Bank of Cincinnati | Item 2.03 filing disclosing new Consolidated Bonds/debt obligations issued by FHLB | View |
| 08-04-2026 | 8-K | 0001325878 | Federal Home Loan Bank of Topeka | Item 2.03 discloses creation of direct financial obligations (consolidated debt securities) committed to be issued | View |
| 08-04-2026 | S-3ASR | 0000100826 | Union Electric Co | S-3ASR shelf registration enabling future offerings of debt and equity securities by Union Electric Co | View |
| 08-03-2026 | FWP | 0000078100 | PECO Energy Co | FWP for new debt offering: $300M senior notes due 2031 with 5% coupon | View |
| 08-03-2026 | 8-K | 0002082826 | Warburg Pincus Access Fund LP | New private placement: Fund sold $16M in unregistered LP units on July 1, 2026 as part of continuous offering | View |
| 08-03-2026 | S-1/A | 0002075109 | Matternet Inc | S-1/A disclosing PIPE private placement (9.5M shares, May-June 2026) and reverse merger transaction completed May 22, 20 | View |
| 08-03-2026 | 8-K | 0001770501 | Venu Holding Corp | New debt offering: $25M senior secured convertible debentures with warrants via registered direct offering | View |
| Date | Filing Type | CIK | Company | Announcement | SEC Link |
|---|---|---|---|---|---|
| 08-04-2026 | 8-K | 0001868516 | Stratcap Digital Infrastructure REIT, Inc. | Resignation of Chairman/Director/President and appointment of new Chairman/President - clear leadership transition | View |
| 08-04-2026 | 424B3 | 0001557265 | Private Shares Fund | Filing announces change in portfolio management team effective immediately, with Sven Weber newly added as portfolio man | View |
| 08-04-2026 | 8-K | 0001134765 | Charlie’s Holdings Inc | Ryan Stump resigned as COO; Henry Sicignano III appointed as CEO | View |
| 08-03-2026 | 8-K | 0000819926 | Sharing Economy International, Inc. | Multiple appointments and resignations of key officers (CEO, CFO, Directors) on May 12, 2026 | View |
| 08-03-2026 | 8-K | 0001813603 | Hestia Insight Inc | Filing discloses Executive's (Edward C. Lee, Chairman and President) retirement and corporate succession planning with e | View |
| 08-03-2026 | 424B3 | 0001620515 | Princeton Everest Fund | John L. Sabre retired as CEO in 2025; filing discloses departure of key officer | View |
| 08-03-2026 | 8-K | 0001307748 | InvenTrust Properties Corp | Filing announces that Michael Stein and Thomas Glavin will not seek re-election as Directors, and Julie M. Swinehart is | View |
| 08-03-2026 | S-1/A | 0001083522 | Jones Soda Co | Darcey Macken appointed as Chief Operating Officer on December 8, 2025 | View |
| 07-31-2026 | S-1 | 0000930245 | Agassi Sports Entertainment Corp | Filing discloses that Shawn Cable was brought on as CFO in 2025, a new appointment to a key officer position. | View |
| 07-31-2026 | 486BPOS | 0002046200 | AMG Pantheon Infrastructure Fund LLC | Multiple key personnel appointed/assumed roles in 2025: Peter W. MacEwen as Director, Keitha Kinne as President/CEO/COO, | View |
| 07-31-2026 | 486BPOS | 0001995940 | AMG Pantheon Credit Solutions Fund | Filing discloses new appointments: Keitha L. Kinne as President/CEO/COO since 2024, Peter W. MacEwen as Trustee since 20 | View |
| 07-31-2026 | 8-K | 0001916099 | Diameter Credit Co | Resignation of Daniel Kasell from Board of Trustees and appointment of Daniel Gish as independent trustee | View |
| 07-31-2026 | S-3/A | 0001720265 | Grayscale Zcash Trust (ZEC) | Kathryn Masci named as Interim Chief Financial Officer - appointment to key officer position | View |
| 07-31-2026 | 8-K | 0001339688 | Lion Copper & Gold Corp | Resignation of Douglas Stiles, Vice President of Sustainability and Environment, effective August 31, 2026 | View |
| 07-30-2026 | 425 | 0000906107 | Equity Residential | Benjamin Schall named as incoming CEO of Vivmark Residential (merger entity) | View |
| 07-30-2026 | 8-K | 0002075109 | Matternet Inc | Board appointed Sanjay Shah as Class III director on July 28, 2026 | View |
| 07-30-2026 | 8-K | 0001825248 | Franklin BSP Capital Corp | Appointment of Kathleen Oates as Chief Accounting Officer and departure of Nina Baryski from that role | View |
| 07-30-2026 | 424B3 | 0001794041 | Franklin BSP Private Credit Fund | Appointment of Maxwell Rudenstein as Treasurer and departure of Nina Baryski from key officer roles | View |
| 07-30-2026 | 8-K/A | 0001265521 | Polomar Health Services Inc | Multiple director resignations and elections, plus officer appointments (CEO, Secretary/General Counsel) | View |
| 07-29-2026 | 486BPOS | 0002061670 | Monroe Capital Enhanced Corporate Lending Fund | Snippet 8 discloses Thomas J. Allison as Trustee since 2025, a newly appointed trustee position | View |
| Date | Filing Type | CIK | Company | Announcement | SEC Link |
|---|---|---|---|---|---|
| 07-29-2026 | N-2 | 0002145643 | RTW Biotech Growth Fund | Newly organized closed-end fund, first-time registrant, N-2 filing with prospectus | View |
| 07-23-2026 | N-2 | 0002146367 | Powerlaw Fund II | Newly organized closed-end fund, first-time registrant, N-2 filing with prospectus | View |
| 07-16-2026 | N-8A | 0002086784 | Eldridge Income Fund | New CIK + N-8A for interval fund (Eldridge Diversified Credit Interval Fund) = emerging alts vehicle | View |
| 07-07-2026 | N-8A | 0002143075 | PGIM Partners Group Private Markets Multi-Asset Fund | New CIK, N-8A registration of private fund vehicle under ICA Section 8(a) | View |
| 06-26-2026 | N-8A | 0002138612 | WisdomTree Private Markets & Innovation Fund I | New CIK, N-8A filing for WisdomTree Private Markets & Innovation Fund I indicates closed-end/interval fund structure | View |
| 06-16-2026 | N-2 | 0002114209 | T. Rowe Price Goldman Sachs All Equity Access Fund | Newly organized interval fund (closed-end) with N-2 filing, first-time registrant, no operating history | View |
| 06-09-2026 | N-2 | 0002133440 | WCM Select US Equity Fund | Newly organized closed-end interval fund, first-time registrant, N-2 prospectus filing | View |
| 06-09-2026 | 1-A | 0002139773 | Connect Invest IIII LLC | Newly formed LLC, first-time registrant, operating as real estate lender with private fund structure | View |
| 06-08-2026 | N-2 | 0002138533 | Fundrise Innovation Fund II LLC | Newly organized closed-end tender-offer fund, first-time registrant, N-2 filing with prospectus | View |
| Date | Filing Type | CIK | Company | Announcement | SEC Link |
|---|